Proposed Amendments to Permitted 'Soft Dollar' Arrangements.
Mondaq Business Briefing › Nbr. 2006, January 2006
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Proposed Amendments to Permitted 'Soft Dollar' Arrangements.
Proposed National Instrument 23-102 Use of Client Brokerage Commissions as Payment for Order Execution Services or Research (the "Proposed Instrument") and Companion Policy 23-102 CP (the "Proposed Policy") will establish ageneral framework for the use of brokerage commission dollars by advisers to pay for trading related goods or services which are in addition to order execution, commonly known as "soft dollar" arrangements. The proposa...
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