SEC Release Clarifies Two Insider Trading Exemptions and Eliminates Timely Filing Presumption.
Mondaq Business Briefing › Nbr. 2005, January 2005
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Securities and Exchange Commission
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SEC Release Clarifies Two Insider Trading Exemptions and Eliminates Timely Filing Presumption.
On August 3, 2005, the Securities and Exchange Commission adopted amendments to Rules 16b-3 and 16b-7 to clarify the scope of those exemptions from short swing trading liability (SEC Rel. Nos. 33-...
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