A Compilation Of Enforcement And Non-Enforcement Actions - November 2011.
Mondaq Business Briefing › Nbr. 2011, January 2011
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A Compilation Of Enforcement And Non-Enforcement Actions - November 2011.
Non-Enforcement Matters
SEC Adopts Final Rule on Private Fund Reporting Requirements On October 26, 2011, the SEC approved a final rule that requires SEC registered investment advisers to hedge funds and other private funds to report nonpublic information to regulators. The collection of such data was mandated by the Dodd-Frank Act. That Act, among other things, created the Financial Stability Oversight Council (FSOC) to assess and monitor the systemic risk posed by hedge funds and other private funds. The Act requires both the SEC and the CFTC to collect informatio...See the full content of this document
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