Dodd Frank Act: The Exemptions.

Mondaq Business BriefingNbr. 2011, January 2011

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Summary


Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010

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Dodd Frank Act: The Exemptions.

The Dodd Frank Wall Street Reform and Consumer Protection Act ('Dodd-Frank Act') was signed on 21 July 2010, Title IV of which amends the Investment Advisers Act of 1940 ('Advisers Act'). On 19 November 2010 the SEC outlined [proposed] exemptions from Dodd-Frank in its publication 'SEC Proposes Rules to Improve Oversight of Investme...

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