SEC Proposed Rulemaking On Prohibition Of Fraud By Advisor S An D Revised Standards For Accredited Investors.
Mondaq Business Briefing › Nbr. 2007, January 2007
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SEC Proposed Rulemaking On Prohibition Of Fraud By Advisor S An D Revised Standards For Accredited Investors.
On December 27, 2006, the U.S. Securities and Exchange Commission (the "Commission") issued Release No. 1A-2576 (the "Release"), in which it proposed new rules designed to provide additional investor protections that would affect pooled investment vehicles, including hedge funds. First, the Commission proposed a rule that would prohibit advisors to pooled investment vehicles, including advisors that are not required to be registered as investment advisors with the Commission under the Investment Adv...
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