Summary
Law overview
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Extract
Trading Spaces.
This article was originally published by The Los Angeles Daily Journal, March 3, 2007.
In an October 2007 speech, the director of the Enforcement Division of the Securities and Exchange Commission remarked that the division is looking at whether 10b5-1 trading plans are being used as a "cover" for insider trading.The director also said the division is looking at disclosures surrounding 10b5-1 trading plans and whether the entry into such trading plans is being disclosed without disclosin...See the full content of this document
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