SEC Votes to Propose Exemptive Rules Relating to ETFs and to Amend Privacy Rules.
Mondaq Business Briefing › Nbr. 2008, March 2008
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SEC Votes to Propose Exemptive Rules Relating to ETFs and to Amend Privacy Rules.
Developments of Note
SEC Votes to Propose Exemptive Rules Relating to ETFs and to Amend Privacy Rules SEC Issues Exemptive Orders to Permit Actively Managed ETFs SEC Announces 2008 CCOutreach Regional Seminars for Adviser and Fund Chief Compliance Officers Standard & Poor's Introduces New Capital Benchmark Basel Committee on Banking Supervision Publishes Summary of Report of Liquidity Working Group OCC Issues Interpretive Letter Stating National Bank Shareholders are Authorized to Retain Non-Controlling Interest in Holding Company of National Bank Other Items of Note GAO Issues Report on Hedge Funds FRB Proposes Changes to Its Payment Systems Risk Policy FDIC Issues Guide on Deposit Insurance Coverage for Revocable and Irrevocable Trusts SEC Issues Release Proposing Amendments to Form ADV Part II and Electronic Filing Requirement Developments of Note SEC Votes to Propose Exemptive Rules Relating ...See the full content of this document
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